Bernard J. Garbutt , III
Morgan, Lewis and Bockius LLP (NY)
- Address of record
- 101 Park Avenue, New York, NY 10178, 212-309-6000
- Phone
- (212) 309-6000
- Fax
- Fax 212-309-6273
Contact details as filed with the court in the cases below.
Case history
Publicly tracked matters where this attorney is listed as counsel.
Oppenheimer Holdings Contract Class Action
A proposed class action against Oppenheimer Holdings Inc., apparently concerning contract claims. The docket text indicates that the parties have filed motions for final approval of a class action settlement and for attorney fees, but the underlying allegations are not specified and the settlement is not yet approved.
- Filed
- June 6, 2025
- Represents
- Oppenheimer Holdings Inc., Oppenheimer & Co. Inc., Oppenheimer Asset Management Inc.
Morgan Stanley RICO Class Action
A proposed class action was filed by James Bertonis against Morgan Stanley and several other brokerage firms, asserting claims under the Racketeer Influenced and Corrupt Organizations Act. The docket text does not detail the specific underlying allegations, but it indicates the action is being voluntarily dismissed without prejudice as to certain defendants. These are allegations in a newly filed case, not proven facts and not yet a settlement.
- Filed
- January 6, 2025
- Represents
- The Charles Schwab Corporation, Charles Schwab & Co., Inc.
“Recovery” and “exposure” refer to total disclosed settlement funds in associated cases, not money personally won or lost by an attorney. Settlements generally resolve disputed allegations without a finding that either side won. Data comes from public court dockets and may be incomplete.