Defense counsel in 1 case

Carolyn D. Roch

Kean Miller LLP

Address of record: 711 Louisiana Street, Ste 1800 South Tower, Houston, TX 77002, 713-844-3000
Email: carolyn.roch@keanmiller.com
Phone: (713) 844-3000

Contact details as filed with the court in the cases below.

Cases tracked

0 active · 1 settled

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Plaintiff-side recovery

Disclosed settlement funds

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Defense-side exposure

Resolved in settlements

Cases with values

of 1 tracked

Case history

Publicly tracked matters where this attorney is listed as counsel.

Defense counselSettled — claims closed

GPB Securities Settlement

This is a securities class action settlement against five audit and consulting firms (CohnReznick LLP, Crowe LLP, Margolin, Winer & Evens LLP, RSM US LLP, and WithumSmith+Brown, PC). The defendants have agreed to settle the lawsuit with final court approval granted on November 24, 2025.

Claim deadline: November 14, 2025
Represents: BCG Securities Inc., Lion Street Financial LLC, National Holdings Corporation, National Securities Corporation, B. RileyFinancial, Inc., B. RileyPrincipal Merger Corp. III

“Recovery” and “exposure” refer to total disclosed settlement funds in associated cases, not money personally won or lost by an attorney. Settlements generally resolve disputed allegations without a finding that either side won. Data comes from public court dockets and may be incomplete.