GPB Securities Settlement
Last verified July 13, 2026Source: claimdepotHow ClaimWatch verifies cases
This settlement is closed to new claims — the deadline was November 14, 2025. You can still see what it was about and follow the case in court below. Looking for money you can still claim? Browse open settlements →
What happened
This is a securities class action settlement against five audit and consulting firms (CohnReznick LLP, Crowe LLP, Margolin, Winer & Evens LLP, RSM US LLP, and WithumSmith+Brown, PC). The defendants have agreed to settle the lawsuit with final court approval granted on November 24, 2025.
Do you qualify?
Class members are those who purchased securities of GPB Capital Holdings during the period from January 1, 2013 through December 31, 2018, as defined in the Notice.
How to file
You must submit a Claim Form and supporting documents by November 14, 2025 (postmarked if mailed, or submitted online). Refer to the Notice and Claim Form for detailed instructions and the specific documents required.
Common questions
- What is the claim deadline for the GPB Securities Settlement?
- This settlement is closed to new claims — the deadline was November 14, 2025. Once a claim deadline passes you generally forfeit your share, even if you qualified.
- Do I need proof of purchase for the GPB Securities Settlement?
- Yes. This settlement asks for documentation supporting your claim — a receipt, an account record, or the notice you were sent. Check the official settlement website for exactly which documents are accepted.
- Is the GPB Securities Settlement notice real, or a scam?
- Claims are filed at gpbsecuritiessettlement.com. Filing a class action claim is always free — no legitimate settlement charges you to claim, and no administrator will ask for payment, a gift card, or your full Social Security number by email or text. If a notice asks for any of those, it is not from the administrator. When in doubt, ignore the link you were sent and go to the official settlement website directly.
- When will payments from the GPB Securities Settlement be sent?
- Class action payouts typically take 12 to 24 months after the claim deadline, and longer if the settlement is appealed. The final approval hearing for this case is set for November 24, 2025; no payments can be issued before a settlement receives final approval.
Who's involved
Plaintiffs
- James Staples(Intervenor Plaintiff)
- Drew Naylor(Intervenor Plaintiff)
- Peggy Rollo(Intervenor Plaintiff)
- Robert Ricci(Intervenor Plaintiff)
- Peter Beddia(Intervenor Plaintiff)
- Barbara DeLuca(Intervenor Plaintiff)
- Michael Oles(Intervenor Plaintiff)
- The Stanley S. and Millicent R. Barasch Living Trust(Consol Plaintiff)
+ 8 more
Defendants
- B. RileyPrincipal Merger Corp. III(Consol Defendant)
- B. RileyFinancial, Inc.(Consol Defendant)
- National Holdings Corporation(Consol Defendant)
- MR Ranger, LLC(Consol Defendant)
- Austin Lake Technologies, LLC(Consol Defendant)
- Highline Management, Inc.(Consol Defendant)
- GPB Managed IT Fund(Consol Defendant)
- CKGF Holding LLC(Consol Defendant)
+ 115 more
Counsel for plaintiffs
- Matthew LindenmuthKaplan Fox & Kilsheimer LLP
- Clara P. AbramsonKaplan Fox & Kilsheimer LLP
- Caitlin MoynaGrant & Eisenhofer P.A.
- Catherine PratsinakisDILWORTH PAXSON LLP
- Chad W. DunnBrazil & Dunn, LLP
- Michael Barrett HessAkerman LLP
- Elizabeth KinsmanStoll Stoll Berne Lokting & Shlachter P.C.
- Glenn C. ColtonArentFox Schiff LLP
- Steve D. LarsonStoll Stoll Berne Lokting & Shlachter
- Jennifer S. WagnerKeller Rohrback LLP
- Megan K. HoulihanStoll Stoll Berne Lokting & Shlachter P.C.
- Michael J. Boyle , Jr.Bronstein Gewirtz & Grossman
- Matthew R. WilsonMeyer Wilson Werning Co., LPA
- Kevin P. ConwayPeiffer Wolf Carr & Kane, APLC
- Jason J. KanePeiffer Wolf Carr & Kane, APLC
- Gavin E. RushPeiffer Wolf Carr & Kane, APLC
- David P. MeyerMeyer Wilson Co., LPA
- Daniel B. CentnerPeiffer Wolf Carr Kane Conway & Wise
- Courtney M. WerningMeyer Wilson Co., LPA
- Timothy S. DeJongStoll Stoll Berne Lokting & Shlachter P.C.
- Cody BerneStoll Stoll Berne Lokting & Shlachter P.C.
- Taylor Marcus SarisMound Cotton Wollan & Greengrass LLP
- Jason A. UrisKaplan Fox & Kilsheimer LLP
- Joseph C. PeifferPeiffer Wolf Carr Kane & Conway, APLC
- Sean R. FlanaganMound Cotton Wollan & Greengrass LLP
- Seth M. ShapiroKirby McInerney LLP
- Kate E. DigeronimoMound Cotton Wollan & Greegrass LLP
- Barry TemkinMound Cotton Wollan & Greengrass LLP
- Sean Edward MatulaMound Cotton Wollan & Greengrass LLP
- Andrea Ann OrtizDaikin Comfort Technologies North America, Inc.
- Gary M. SaretskySaretsky Hart Michaels Gould PC
- Richard L. StoneBlackner, Stone & Associates, P.A.
- Peter S. LindenKaplan Fox & Kilsheimer LLP
- Ryan T. SheltonEdmundson Shelton & Weiss, PLLC
- Jesse Zachary WeissEdmundson Shelton Weiss PLLC
Counsel for defendants
- Emily Klair BloomThompson Coe
- John Franklin GuildBell Nunnally & Martin LLP
- Nicholas L. SchlossmanLatham & Watkins
- Kelly RansomKelly Hat Hallman LLP
- Christopher D. MackeySaretsky Hart Michaels and Gould
- Dennis M. BenschoterLatham & Watkins LLP
- Garland Murphy , IVMurphy Ball Stratton LLP
- Alexander Truitt
- Steven E. MellenWinget, Spadafora & Schwartzberg, LLP
- Michael SchwartzbergWinget, Spadafora & Schwartzberg, LLP
- Robert Price AndersonCobb Martinez Woodward PLLC
- Sydney Nicole SgovioGreenberg Traurig, LLP
- Valerie A. KramlMarkun Zusman & Compton LLP
- Alexander James PantosDeLaney & DeLaney
- David S. MartinMorgan, Lewis & Bockius, LLP
- Daniel A. MartinezWilliams & Connolly LLP
- Dane C. BallMurphy Ball Stratton LLP
- Glen A. KoppMayer Brown LLP
- Leslie SunHutcheson Bowers LLLP
- Andrew ButtaroMorgan Lewis & Bockius LLP
- Martin S. SchexnayderFreeman, Mathis & Gary, LLP
- Lindsey K. WyrickCobb Martinez Woodward PLLC
- Lindsey Rattikin ComstockCobb Martinez Woodward PLLC
- Daniel D. TostrudCobb Martinez Woodward PLLC
- Carolyn D. RochKean Miller LLP
- David Paul BlankeEwell, Brown, Blanke & Knight LLP
- Gavin Robert VillarealBaker Botts LLP
- Christopher S. TurnerLatham & Watkins LLP
- Matthew Philip HinesWinstead PC
- Adrienne E. Van WinkleWilliams & Connolly
- Robert StaroselskyRosenfeld & Kaplan LLP
- Daniel H. ByrneFritz Byrne, PLLC
- Adriana Riviere-BadellKobre & Kim LLP
- Lauren SandgroundK&L Gates, LLP
- Craig M. OberwegerPalm Law Partners, P. A.
- W. Brad NesMorgan, Lewis & Bockius LLP - DC Office
- David Austin Robert NimocksPNT Law Firm
- Christopher L. PeelePNT Law Firm
- Hunter CarterArentFox Schiff LLP
- Michael Dennis MarinBoulette Golden & Marin L.L.P.
- Mark M. ElliottPhillips Nizer LLP
- Jared R. ClarkElliott Levine Jaroslaw Neils LLP
- Jacob FieldsAllen Overy Shearman Sterling LLP
- David Philip WhittleseyAllen Overy Shearman Sterling US LLP
- Paul T. HarleDuane Morris
- Joseph A. CiucciDuane Morris LLP
- James J. ReganDuane Morris LLP
- Stephen SpectorSidley Austin LLP
- Meghan E. FlinnK&L Gates LLP
- Vlada TasichMarshall Dennehey, P.C.
- David A. BaughSaretsky Hart Michaels & Gould
- Daniel A. HetzelAusdal Financial Partners, Inc.
- Cullen Garrett PickMorgan Lewis and Bockius LLP
- Matthew C. McdonoughMorgan, Lewis & Bocklus, LLP
- Jason FrankMorgan, Lewis & Bockius, LLP
- Cody Lee VaughnJackson Walker
- Jennifer S. FreelJackson Walker
- Molly L. WiltshireArentFox Schiff LLP
- Brittany SokoloffArentFox Schiff LLP
- Alexandra Zoe BunnellKobre & Kim LLP
- Allison J. MaynardGlast Phillips Murray Zopolsky
- Gara M. SeagravesKaufman Dolowich & Voluck LLP
- Kathleen A, DeLaneyDeLaney & DeLaney LLC
- Christopher S. StakeDeLaney & DeLaney LLC
- Sameer RastogiSichenzia Ross Ference LLP
- Michael FerenceSichenzia Ross Ference LLP
- Henry PogorzelskiK&L Gates LLP
- Gregory P. GrahamMarshall Dennehey Warner Coleman & Goggin
- Roarke MaxwellThe Hall Law Firm, P.A.
- Adam Stuart HallThe Hall Law Firm, P.A.
- Stephanie Frederique CagniartU.S. Attorney's Office
- Jordan D. CookLatham & Watkins LLP
- Laura Maria GonzalezKobre & Kim LLP
- Santosh AravindScott Douglass & McConnico LLP
- Patrick N. PetrocelliHogan Lovells Cadwalader US LLP
- James L. BernardHogan Lovells Cadwalader US LLP
- Michael B. JohnsonGottfried Alexander Law Firm
- Erika M. LaremontThompson, Coe, Cousins & Irons, L.L.P.
- Nelson M. Jones , IIIThe Law Office of Nelson M. Jones III
- Mysha LubkeBaker Botts LLP
- David B. GoodeScott Douglass & McConnico
- Lee L. Cameron , Jr.Wilson Elser Moskowitz Edelman & Dicker
- Stephen G. RinehartTroutman Pepper Hamilton Sanders LLP
- Ethan G. OstroffTroutman Pepper Locke LLP
- Daniel Eric GormanTroutman Pepper Hamilton Sanders LLP
- Yolanda Cornejo GarciaSidley Austin, LLP
- Daniel Joseph CohenSidley Austin LLP
- Caroline A. WongSidley Austin LLP
- Bruce R. BraunSidley Austin LLP
- Sharon M. CasolaLatham & Watkins LLP
- Kevin M. McDonoughLatham & Watkins LLP
- John J. BarberLatham & Watkins LLP
- J. Randle HendersonAttorney at Law
- D. Lance CurrieCarrington, Coleman, Sloman & Blumenthal, LP
- Martin SiegelWarshaw Burstein, LLP
- Carolyn HomerMorrison Foerster
- Abe LampartLaw Offices of Abe Lampart, P.C.
- Juan M. AlcalaJackson Walker LLP
- Robert Eilert WeitzelAkerman LLP
- Carter Bryce BensonAkerman LLP
- Matthew D. TurnerArmstrong Teasdale LLP
- Michael N. UngarUlmer & Berne LLP
- Stephen TopetzesK&L Gates LLP
- Michael DeMarcoK&L Gates LLP
- Jonathan R. DotsonK&L Gates LLP
- John GavinK&L Gates LLP
- Stephen J. HuschkaMunsch Hardt Kopf and Harr
- Gary S. KesslerKessler Collins, P.C.
- Daniel P. CallahanKessler Collins, PC
- Bryon L. RomineKessler Collins, PC
- M. William MunnoSeward & Kissel LLP
- Matthew G. NielsenBracewell LLP
- David Barton SpringerBracewell LLP
- Kevin K. EngMarkun Zusman & Compton LLP
- Tanya Durkee UrbachMarkun Zusman Freniere & Compton LLP
- Edward S. ZusmanMarkun Zusman Freniere & Compton LLP
- Kayvan B. SadeghiJenner & Block LLP
- Steven VanderportenFox Swibel Levin & Carroll LLP
- David E. KoroppFox Swibel Levin & Carroll LLP
- Gerard John KowalskiMarshall Dennehey Warner Coleman & Goggin
- Andrew W. DavittMarshall, Dennehey, Warner, Coleman & Goggin
- Dana Sirkis GloorGloor Law And Arbitration LLC
- Samuel E. CohenMarshall, Dennehey, Warner, Coleman & Goggin
- James A. McGovernMarshall, Dennehey, Warner, Coleman & Goggin
- John P. QuinnMarshall Dennehey Warner Coleman & Goggin
- Sven StrickerBell Nunnally & Martin LLP
- J. Stephen RavelKelly Hart & Hallman LLP
- Lewis Stanley FischbeinLewis S. Fischbein, P.C.
- Timothy C. MaloneyCokinos Young
- Nathan W. LambThompson Hine LLP
- Yusuf Ahmad BajwaBajwa PLLC
- Erin A. HudsonSanders Bajwa LLP
- Travis M. BrownCokinos Young
- Stephanie Hayes CookCokinos Young
- Marc A. YoungCokinos Young
- Jonathan M. SterlingSaretsky Hart Michaels Gould PC
- Janine M. LucasSaretsky Hart Michaels Gould PC
- Nancy L. HendricksonO'Hagan Meyer LLC
- James G. RuizWinstead PC
- Gary EwellEwell, Brown, Blanke & Knight LLP
- Alithea Z. SullivanStone Hilton PLLC
- Justin Roel ChapaMcDowell Hetherington LLP
- J. Gordon Cooney , Jr.Morgan, Lewis, Bockius, LLP
- Danny S. AshbyO'Melveny & Myers LLP
- Steven M. FarinaWilliams & Connolly LLP
- Kathryn E. HooverWilliams & Connolly LLP
- Katherine M. TurnerWilliams & Connolly LLP
- Kaitlin J. BeachWilliams & Connolly LLP
- Katherine Patrice ChiarelloBotkin Chiarello Calaf PLLC
- Christopher M. OdellArnold & Porter Kaye Scholer LLP
- William F. McGovernKobre & Kim LLP
- Leif T. SimonsonKobre & Kim LLP
- Chris Lee GilbertGilbert PC
- Peter Andrew StokesNorton Rose Fulbright US LLP
- Gerard G. PechtNorton Rose Fulbright US LLP
- Tab K. RosenfeldRosenfeld & Kaplan, LLP
- Steven M. KaplanRosenfeld & Kaplan, LLP
- Nicole E. MeyerRosenfeld & Kaplan, LLP
- Ryan M. PierceReeves & Brightwell LLP
- Beverly Gayle ReevesReeves & Brightwell LLP
- Kim Bernard BattagliniFORMAN WATKINS & KRUTZ LLP
Parties and counsel from the public court docket. Listing an attorney here isn't an endorsement, and ClaimWatch isn't affiliated with any of them.
New to class actions?
This summary was generated from public settlement documents and may contain errors. Confirm eligibility, deadlines, and payment terms on the official settlement website before filing. ClaimWatch is not a law firm and this is not legal advice. Filing a claim is free.
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