Roger Hudson Stetson
Barack Ferrazzano Kirschbaum & Nagelberg LLP
- Address of record
- 200 W. Madison Street, Suite 3900, Chicago, IL 60606, (312) 984-3100
- Phone
- (312) 984-3100
- Fax
- Fax Active
Contact details as filed with the court in the cases below.
Case history
Publicly tracked matters where this attorney is listed as counsel.
Sawlaw v. Mosaic Capital Investors ERISA Class Action
This proposed class action alleges violations of the Employee Retirement Income Security Act (ERISA) against Mosaic Capital Investors I, LP. The case involves claims related to employee benefit plans, apparently concerning improper administration, fee disputes, or breach of fiduciary duty affecting plan participants and beneficiaries.
- Filed
- August 19, 2025
- Represents
- Greatbanc Trust Company
Mosaic Capital Investors ERISA Class Action
A proposed class action against Mosaic Capital Investors I, LP, apparently concerning alleged violations of the Employee Retirement Income Security Act (ERISA). The case was filed by Forrest Sawlaw, who appears to be an employee benefit plan participant or beneficiary, but no further details are available from the caption and docket text. These are allegations in a newly filed case, not proven facts and not yet a settlement.
- Filed
- March 11, 2025
- Represents
- GreatBanc Trust Company
Wells Fargo ESOP Settlement
Wells Fargo allegedly unlawfully used dividends from Wells Fargo Preferred Stock held in the ESOP to offset employer contributions to the plan, and GreatBanc, as independent fiduciary, allegedly knowingly participated in these violations and failed to remedy them. The lawsuit alleges breaches of fiduciary duties and prohibited transactions under ERISA. Defendants deny all allegations of wrongdoing.
- Settlement fund
- $84M
- Claim deadline
- Represents
- Greatbanc Trust Company
Vi-Jon ESOP Settlement
A federal lawsuit alleges that GreatBanc Trust Company, as a fiduciary to the Vi-Jon Employee Stock Ownership Plan, caused the Plan to engage in a transaction prohibited by the Employee Retirement Income Security Act (ERISA). A partial settlement has been reached with John G. Brunner, the John G. Brunner Revocable Trust, and 12 other Affiliated Family Trusts. The Brunner Defendants deny all claims and admit no wrongdoing.
- Settlement fund
- $1M
- Claim deadline
- Represents
- GreatBanc Trust Company
“Recovery” and “exposure” refer to total disclosed settlement funds in associated cases, not money personally won or lost by an attorney. Settlements generally resolve disputed allegations without a finding that either side won. Data comes from public court dockets and may be incomplete.