Sawlaw v. Mosaic Capital Investors ERISA Class Action
Verified September 19, 2026Found via the federal court docketHow ClaimWatch verifies cases
Still being litigated: the claims below are allegations, not findings, and there is no settlement, claim form or payout yet.
Where this case stands
In litigation
The case has been filed and is being fought in court. There is no settlement, no claim form and no payout yet; many class actions are dismissed or never certified.
Pending in the District Court, W.D. North Carolina (No. 3:25-cv-00624).
- August 19, 2025Case filed
What happened
This proposed class action alleges violations of the Employee Retirement Income Security Act (ERISA) against Mosaic Capital Investors I, LP. The case involves claims related to employee benefit plans, apparently concerning improper administration, fee disputes, or breach of fiduciary duty affecting plan participants and beneficiaries.
Do you qualify?
No settlement exists yet, so there is nothing to file and no class definition to check. If the case settles, the settlement will define exactly who qualifies — watch this case and we'll let you know.
How to file
There is no claim to file yet. If this case reaches a settlement, a claim process will open — usually with an official settlement website and a filing deadline.
Common questions
- Can I file a claim in the Sawlaw v. Mosaic Capital Investors ERISA Class Action case?
- No. The case is still being litigated — there is no settlement, no claim form, and no payout. It was filed August 19, 2025 in the District Court, W.D. North Carolina (No. 3:25-cv-00624).What a class action lawsuit is →
- Who are the attorneys in the Sawlaw v. Mosaic Capital Investors ERISA Class Action?
- For the plaintiffs: Marc Reed Edelman (Morgan & Morgan PA); Melissa A. Carrington (Engstrom Lee); Matt Jacobs (Engstrom Lee LLC); Jean S. Martin (Morgan & Morgan Complex Litigation Group). For Mosaic Capital Investors I, LP: Andrew D. Atkins (Troutman Pepper Locke LLP); Jason D. Evans (Troutman Pepper Locke LLP); Clare E. Fogarty (Barack Ferrazzano Kirschbaum & Nagelberg); Kimberly Marston (Brooks Pierce, LLP). From the public court docket.
Who's involved
Plaintiffs
- Lucas Warburton
- William Sholy
- Forrest Sawlaw
Defendants
- Greatbanc Trust Company
- Moore & Van Allen PLLC
- Iain Douglas
- Ian Mohler
- Michael Zeller
- Keith Butcher
- True West Capital Partners Fund II, L.P.
- Mosaic Capital Investors I, LP
Counsel for plaintiffs
- Marc Reed EdelmanMorgan & Morgan PARepresents Forrest Sawlaw, William Sholy, Lucas Warburton4 tracked casesmedelman@forthepeople.com · (813) 577-4722
- Melissa A. CarringtonEngstrom LeeRepresents Forrest Sawlaw, William Sholy, Lucas Warburtonmcarrington@engstromlee.com · (612) 305-8349
- Matt JacobsEngstrom Lee LLCRepresents Forrest Sawlaw, William Sholy, Lucas Warburtonmjacobs@engstromlee.com · (612) 305-8349
- Jean S. MartinMorgan & Morgan Complex Litigation GroupRepresents Forrest Sawlaw, William Sholy, Lucas Warburton8 tracked cases · $203M in disclosed settlementsjeanmartin@forthepeople.com · (813) 559-4908
- Jennifer K. LeeEngstrom LeeRepresents Forrest Sawlaw, William Sholy, Lucas Warburton9 tracked cases · $11.6M in disclosed settlementsjlee@engstromlee.com · (612) 305-8349
- Carl F. EngstromEngstrom LeeRepresents Forrest Sawlaw, William Sholy, Lucas Warburton9 tracked cases · $4.6M in disclosed settlementscengstrom@engstromlee.com · (612) 305-8349
- Evan Chase GhaffariMorgan and Morgan LLPRepresents Forrest Sawlaw3 tracked cases(213) 787-8589
Counsel for defendants
- Andrew D. AtkinsTroutman Pepper Locke LLPRepresents Greatbanc Trust Company2 tracked cases · $85M in disclosed settlements defendedandrew.atkins@troutman.com · (704) 916-1504
- Jason D. EvansTroutman Pepper Locke LLPRepresents Greatbanc Trust Company2 tracked casesjason.evans@troutman.com · (704) 998-1502
- Clare E. FogartyBarack Ferrazzano Kirschbaum & NagelbergRepresents Greatbanc Trust Companyclare.fogarty@bfkn.com · (312) 629-7444
- Kimberly MarstonBrooks Pierce, LLPRepresents Michael Zeller, Moore & Van Allen PLLCkmarston@brookspierce.com · (336) 271-3145
- Jim W. Phillips , Jr.Brooks, Pierce, McLendon, Humphrey & Leonard, LLPRepresents Michael Zeller, Moore & Van Allen PLLCjphillips@brookspierce.com · (336) 271-3131
- Gary S. ParsonsBROOKS PIERCE LAW FIRMRepresents Michael Zeller, Moore & Van Allen PLLCgparsons@brookspierce.com · (919) 573-6241
- Grant M. WillsFordHarrison, LLPRepresents Mosaic Capital Investors I, LP, True West Capital Partners Fund II, L.P., Keith Butcher, Ian Mohler, Iain Douglasgwills@fordharrison.com · (980) 282-1909
- Joseph Charles FaucherTrucker Huss APCRepresents Greatbanc Trust Company4 tracked cases · $1M in disclosed settlements defended(213) 537-1016
- Roger H StetsonBarack Ferrazzano Kirschbaum & NagelbergRepresents Greatbanc Trust Company4 tracked cases · $85M in disclosed settlements defendedroger.stetson@bfkn.com · (312) 984-3100
- David B. LurieBarack Ferrazzano Kirschbaum & NagelbergRepresents Greatbanc Trust Company4 tracked cases · $85M in disclosed settlements defendeddavid.lurie@bfkn.com · (312) 629-7405
- Jennifer K SaundersHinshaw and Culbertson LLPRepresents Michael Zeller, Moore & Van Allen PLLC2 tracked cases(213) 680-2800
- Shai D. BronshteinGroom Law Group, CharteredRepresents Michael Zeller, Moore & Van Allen PLLC, Mosaic Capital Investors I, LP, True West Capital Partners Fund II, L.P., Keith Butcher, Ian Mohler, Iain Douglas6 tracked casessbronshtein@groom.com · (202) 861-0159
- Lawrence John Tsang Lee GeistFord and Harrison LLPRepresents Mosaic Capital Investors I, LP, True West Capital Partners Fund II, L.P., Keith Butcher, Michael Zeller, Ian Mohler, Iain Douglas, Moore & Van Allen PLLC, Greatbanc Trust Company2 tracked cases(213) 237-2400
- Lars C. GolumbicGroom Law GroupRepresents Mosaic Capital Investors I, LP, True West Capital Partners Fund II, L.P., Keith Butcher, Ian Mohler, Iain Douglas17 tracked caseslgolumbic@groom.com · (202) 861-6615
- Benjamin J KoenigsfeldGroom Law GroupRepresents Mosaic Capital Investors I, LP, True West Capital Partners Fund II, L.P., Keith Butcher, Ian Mohler, Iain Douglas3 tracked casesbkoenigsfeld@groom.com · (202) 861-9382
- Andrew Salek-RahamGroom Law Group, CharteredRepresents Mosaic Capital Investors I, LP, True West Capital Partners Fund II, L.P., Keith Butcher, Ian Mohler, Iain Douglas11 tracked casesasalek-raham@groom.com · (202) 861-5408
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From the public court docket, contact details as filed; not an endorsement.
Guides:What is a class action lawsuit?How class membership worksYour options as a class member
Summarised from public settlement documents; confirm terms on the official settlement website. ClaimWatch is not a law firm, and filing a claim is free.